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Docs for snapshots as simple archives (#87211)
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Backport of #86261
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ywelsch authored May 30, 2022
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19 changes: 10 additions & 9 deletions docs/reference/snapshot-restore/cluster-index-compat.asciidoc
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[cols="^,^,^,^,^"]
[cols="^,^,^,^,^,^"]
|====
| 4+^h| Cluster version
h| Index creation version | 6.8 | 7.0–7.1 | 7.2–{prev-major-last} | 8.0–{minor-version}
| 5.0–5.6 | {yes-icon} | {no-icon} | {no-icon} | {no-icon}
| 6.0–6.7 | {yes-icon} | {yes-icon} | {yes-icon} | {no-icon}
| 6.8 | {yes-icon} | {no-icon} | {yes-icon} | {no-icon}
| 7.0–7.1 | {no-icon} | {yes-icon} | {yes-icon} | {yes-icon}
| 7.2–{prev-major-last} | {no-icon} | {no-icon} | {yes-icon} | {yes-icon}
| 8.0–{minor-version} | {no-icon} | {no-icon} | {no-icon} | {yes-icon}
| 5+^h| Cluster version
h| Index creation version | 6.8 | 7.0–7.1 | 7.2–{prev-major-last} | 8.0–8.2 | 8.3-{minor-version}
| 5.0–5.6 | {yes-icon} | {no-icon} | {no-icon} | {no-icon} | {yes-icon}footnote:archive[Using <<archive-indices,archive>> functionality]
| 6.0–6.7 | {yes-icon} | {yes-icon} | {yes-icon} | {no-icon} | {yes-icon}footnote:archive[]
| 6.8 | {yes-icon} | {no-icon} | {yes-icon} | {no-icon} | {yes-icon}footnote:archive[]
| 7.0–7.1 | {no-icon} | {yes-icon} | {yes-icon} | {yes-icon} | {yes-icon}
| 7.2–{prev-major-last} | {no-icon} | {no-icon} | {yes-icon} | {yes-icon} | {yes-icon}
| 8.0–8.2 | {no-icon} | {no-icon} | {no-icon} | {yes-icon} | {yes-icon}
| 8.3–{minor-version} | {no-icon} | {no-icon} | {no-icon} | {yes-icon} | {yes-icon}
|====
17 changes: 11 additions & 6 deletions docs/reference/upgrade.asciidoc
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[[upgrade-index-compatibility]]
=== Index compatibility

{es} can read indices created in the previous major version. If you
have indices created in 6.x or earlier, you must reindex or delete them
before upgrading to {version}. {es} nodes will fail to start if
incompatible indices are present. Snapshots of 6.x or earlier indices cannot be
restored to a 8.x cluster even if they were created by a 7.x cluster.
The **Upgrade Assistant** in {prev-major-last} identifies any indices
{es} has full query and write support for indices created in the previous major
version. If you have indices created in 6.x or earlier, you might use the
<<archive-indices,archive functionality>> to import them into newer {es}
versions, or you must reindex or delete them before upgrading to {version}.
{es} nodes will fail to start if incompatible indices are present.
Snapshots of 6.x or earlier indices can only restored using the
<<archive-indices,archive functionality>> to a 8.x cluster even if they
were created by a 7.x cluster.
The **Upgrade Assistant** in {prev-major-last} identifies any indices
that need to be reindexed or removed.

[discrete]
Expand All @@ -42,3 +45,5 @@ the REST API.
include::{xes-repo-dir}/security/fips-java17.asciidoc[]

include::upgrade/archived-settings.asciidoc[]

include::upgrade/archive-indices.asciidoc[]
88 changes: 88 additions & 0 deletions docs/reference/upgrade/archive-indices.asciidoc
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[[archive-indices]]
== Reading indices from older {es} versions

{es} has full query and write support for indices created in the previous major
version. If you have indices created in {es} versions 5 or 6, you can now use
the archive functionality to import them into newer {es} versions as well.

The archive functionality provides slower read-only access to older {es} data,
for compliance or regulatory reasons, the occasional lookback or investigation,
or to rehydrate parts of it. Access to the data is expected to be infrequent,
and can therefore happen with limited performance and query capabilities.

For this, {es} has the ability to access older snapshot repositories
(going back to version 5). The legacy indices in the <<snapshot-restore,snapshot repository>>
can either be <<restore-snapshot-api,restored>>, or can be directly accessed
via <<searchable-snapshots,searchable snapshots>> so that the archived data
won't even need to fully reside on local disks for access.

[discrete]
[[archive-indices-supported-field-types]]
=== Supported field types

Old mappings are imported as much "as-is" as possible into {es} 8, but only
provide regular query capabilities on a select subset of fields:

- <<number,Numeric types>>
- <<boolean,`boolean` type>>
- <<ip,`ip` type>>
- <<geo-point,`geo_point` type>>
- <<date,`date` types>>: the date `format` setting on date fields is supported
as long as it behaves similarly across these versions. In case it is not,
for example {ref-7x}/migrate-to-java-time.html[when using custom date formats],
this field can be updated on legacy indices so that it can be changed by a
user if need be.
- <<keyword-field-type,`keyword` type>>: the `normalizer` setting on keyword
fields is supported as long as it behaves similarly across these versions.
In case it is not, this field can be updated on legacy indices if need be.
- <<text-field-type,`text` type>>: scoring capabilities are limited, and all
queries return constant scores that are equal to 1.0. The `analyzer`
settings on text fields are supported as long as they behave similarly
across these versions. In case they do not, they can be updated on legacy
indices if need be.
- <<multi-fields,Multi-fields>>
- <<field-alias,Field aliases>>
- <<object,`object`>> fields
- some basic metadata fields, e.g. `_type` for querying {es} 5 indices
- <<runtime-mapping-fields,runtime fields>>
- <<mapping-source-field,`_source` field>>

{es} 5 indices with mappings that have {ref-7x}/removal-of-types.html[multiple mapping types]
are collapsed together on a best-effort basis before they are imported.

In case the auto-import of mappings does not work, or the new {es} version
can't make sense of the mapping, it falls back to importing the index without
the mapping, but stores the original mapping in the <<mapping-meta-field,_meta>>
section of the imported index. The legacy mapping can then be introspected
using the <<indices-get-mapping,GET mapping>> API and an updated mapping can
be manually put in place using the <<indices-put-mapping,update mapping>> API,
copying and adapting relevant sections of the legacy mapping to work with the
current {es} version. While auto-import is expected to work in most cases,
failures of doing so should be https://github.com/elastic/elasticsearch/issues/new/choose[raised]
with the Elastic team for future improvements.

[discrete]
=== Supported APIs

Archive indices are read-only, and provide data access via the
<<search-search,search>> and <<search-field-caps,field capabilities>> APIs.
They do not support the <<docs-get,Get API>> nor any write APIs.

Archive indices allow running queries as well as aggregations in so far as
they are <<archive-indices-supported-field-types,supported by the given field type>>.

Due to `_source` access the data can also be <<docs-reindex,reindexed>>
to a new index that has full compatibility with the current {es} version.

[discrete]
=== How to upgrade older {es} 5 or 6 clusters?

Take a snapshot of the indices in the old cluster, delete indices that are not
directly supported by ES 8 (i.e. indices older than 7.0), upgrade the cluster
without the old indices, and then <<restore-snapshot-api,restore>> the legacy
indices from the snapshot or <<searchable-snapshots-api-mount-snapshot,mount>>
them via searchable snapshots.

In the future, we plan on streamlining the upgrade process going forward,
making it easier to take legacy indices along when going to future major
{es} versions.

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